Jobs in Richmond Hill

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Within 25 km of Richmond Hill

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Research Capital Corporation

Associate Investment Advisor

Toronto, ON, Canada

Full-time

Within 25 km of Richmond Hill · About 14.3 km from the city centre

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Job details

Job type: Full-time
Apply by: Dec 11, 2026
Posted: Nov 11, 2026

Original job description

Company: Research Capital Corporation

Location: North York, ON · Full-time · Hybrid

Salary: $60,000 CAD base

About Us

Research Capital Corporation is one of Canada’s few remaining independent, fully integrated investment dealers, offering wealth management and capital markets services to private clients, institutions, and growth companies. Our practice serves, high-net-worth individuals, families, business owners, and trusts, and we’re looking for a motivated Associate Investment Advisor to join our team.

The Role

You’ll work closely with the lead Portfolio Manager to support client portfolios, deliver excellent service, and help grow the practice. This is an ideal opportunity for someone starting their career in wealth management. No prior industry experience is required.

Responsibilities

Act as a point of contact for clients, handling inquiries, account requests, and trade execution
Help prepare portfolio reviews, investment proposals, and client meeting materials
Assist with client onboarding, KYC updates, and account documentation
Coordinate with admin team, back-office and operations teams on trade processing and transfers
Support business development, including client events, prospecting, and referral follow-up
Ensure all activity complies with CIRO rules and firm policies

Qualifications

Required: Licensed, or eligible to be licensed, as a Registered Representative (RR) with CIRO
Canadian Securities Course (CSC), Wealth Management Essential (WME) and Conduct and Practices Handbook (CPH) completed or equivalent (CIRE and the Retail Securities Exam (RSE))
No previous experience required
Strong communication skills and attention to detail
Proficiency in Microsoft Office
Strong skills with using AI
Bachelor’s degree in business, finance, or economics is an asset

Compensation

$60,000 base salary
Salary will be reviewed after 6 months
This position does not include health and dental benefits or RRSP matching

To apply: Send your resume and a short cover letter to ahirji@researchcapital.com

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More about this job

Responsibilities

Support the lead Portfolio Manager by responding to client inquiries, processing account requests and trades, and preparing portfolio reviews, investment proposals, and meeting materials. Assist with onboarding, documentation, operations coordination, business development, and compliance with CIRO rules and firm policies.

Requirements

Applicants must be licensed or eligible for licensing as a CIRO Registered Representative and have completed the Canadian Securities Course, Wealth Management Essential, and Conduct and Practices Handbook, or equivalent courses. No prior industry experience is required; strong communication, attention to detail, and Microsoft Office and AI skills are expected, while a bachelor's degree in business, finance, or economics is an asset.

Skills

Client Service
Trade Execution
Portfolio Reviews
Investment Proposals
Client Onboarding
Know Your Client (KYC)
Account Documentation
Trade Processing
Business Development
Prospecting
Referral Follow-Up
Regulatory Compliance
Communication
Attention to Detail
Microsoft Office
Artificial Intelligence Tools

Visa sponsorship

Not detected in the job text

Hiring contact email

ahirji@researchcapital.com

Keywords

Wealth Management
Financial Services
Investment Dealer
Portfolio Management
High-Net-Worth Clients
Registered Representative
CIRO
Canadian Securities Course
Wealth Management Essential
Conduct and Practices Handbook
CIRE
Retail Securities Exam
Client Service
Trade Execution
Portfolio Reviews
Investment Proposals
Client Onboarding
Know Your Client (KYC)
Account Documentation
Trade Processing
Transfers
Business Development
Prospecting
Referral Follow-Up
Regulatory Compliance
Microsoft Office
Artificial Intelligence

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